Panel 6. Achieving Efficient and Effective Settlements Under the OSC's New No-Contest Settlement Scheme

Presenter(s)

Anita I. Anand, University of Toronto Faculty of LawFollow
Phillip Anisman
Stephen L. Cohen, U.S. Securities and Exchange Commission
Kelly Gorman, Ontario Securities Commission

Document Type

Video

Publication Date

10-26-2015

Abstract

This panel explores what makes an effective and efficient no-contest settlement and to what extent they further the public interest and/or aid in investor recovery and whether investor recovery is a goal of enforcement settlements. This panel discusses what Canada can learn from the American experience with no-contest settlements in practice. This panel also explores the nascent Ontario experience with no-contest settlements and speak to whether they should be adopted elsewhere in Canada.

Comments

CHAIR: Mary G. Condon, Professor of Law, Osgoode Hall Law School, York University.

Repository Citation

Anand, Anita I.; Anisman, Phillip; Cohen, Stephen L.; and Gorman, Kelly, "Panel 6. Achieving Efficient and Effective Settlements Under the OSC's New No-Contest Settlement Scheme" (2015). Public & Private Securities Enforcement: Securing Recovery for Harmed Investors. 6.
https://digitalcommons.osgoode.yorku.ca/ppse/6

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