Panel 7. Recovery for Investors Through Ombudservices

Presenter(s)

Sarah P. Bradley, Ombudsman for Banking Services and Investment
Mercer E. Bullard, University of Mississippi School of Law
Sujatha Sekhar Naik, Securities Industry Dispute Resolution Centre
Shane Tregillis, Financial Ombudsman Service (Australia)

Document Type

Video

Publication Date

10-26-2015

Abstract

This panel discusses OBSI’s role in facilitating investor recovery. The panel compares OBSI’s mandate, legislative and operating framework with other ombudsman’s offices internationally, and discusses how OBSI could be made more effective as well as barriers to potential reforms.

Comments

CHAIR: Janis Sarra, UBC Presidential Distinguished Professor, University of British Columbia Peter A. Allard School of Law.

Repository Citation

Bradley, Sarah P.; Bullard, Mercer E.; Naik, Sujatha Sekhar; and Tregillis, Shane, "Panel 7. Recovery for Investors Through Ombudservices" (2015). Public & Private Securities Enforcement: Securing Recovery for Harmed Investors. 7.
https://digitalcommons.osgoode.yorku.ca/ppse/7

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