Panel 5. The Impact of Whitsleblower Programs on Investor Recovery

Presenter(s)

Dominic Auld, Bleichmar Fonti Tountas & Auld LLP
Stephen L. Cohen, U.S. Securities and Exchange Commission
David Conklin, Goodmans LLP
Jordan Thomas, Labaton Sucharow LLP

Document Type

Video

Publication Date

10-26-2015

Abstract

This panel examines the impact of whistleblower programs on investor recovery in regulatory enforcement actions and class actions. The panel explores whether financial rewards to whistleblowers augment or diminish funds available to harmed investors. The US experience is highlighted.

Comments

CHAIR: Tom Atkinson, Director of Enforcement, Ontario Securities Commission.

Repository Citation

Auld, Dominic; Cohen, Stephen L.; Conklin, David; and Thomas, Jordan, "Panel 5. The Impact of Whitsleblower Programs on Investor Recovery" (2015). Public & Private Securities Enforcement: Securing Recovery for Harmed Investors. 5.
https://digitalcommons.osgoode.yorku.ca/ppse/5

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