The Use of Public Interest Enforcement Orders by Securities Regulators in Canada

Authors

Mary G. Condon, Osgoode Hall Law School of York UniversityFollow

Document Type

Article

Publication Date

10-24-2003

Source Publication

WPC Committee to Review the Structure of Securities Regulation in Canada

City

Ottawa

Abstract

The purpose of this study is to examine the use of discretionary enforcement powers by securities regulators in Canada, in order to assess the implications of multiple regulators for the enforcement of securities law.

Comments

Research Study prepared for the Doug Harris (ed.) Wise Persons Committee, Research Studies, Department of Finance Canada p. 411-453.

Repository Citation

Condon, Mary G., "The Use of Public Interest Enforcement Orders by Securities Regulators in Canada" (Ottawa: 2003). Commissioned Reports, Studies and Public Policy Documents. Paper 35.
https://digitalcommons.osgoode.yorku.ca/reports/35