The Role of Compliance in Securities Regulatory Enforcement

Authors

Poonam Puri, Osgoode Hall Law School of York UniversityFollow
Mary Condon, Osgoode Hall Law School of York UniversityFollow

Document Type

Article

Publication Date

2006

Comments

Commissioned by the Task Force to Modernize Securities Legislation in Canada.

Repository Citation

Puri, Poonam and Condon, Mary, "The Role of Compliance in Securities Regulatory Enforcement" (2006). Commissioned Reports, Studies and Public Policy Documents. Paper 117.
https://digitalcommons.osgoode.yorku.ca/reports/117